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An audit finding is not an opinion: it is a departure from a requirement, resting on something verifiable, and its severity decides whether the certificate can still be issued.

ISO · ISO 19011:2018 — Guidelines for auditing management systems · 2018 · ISO 19011:2018, clauza 3.8 — definiția dovezii de audit (platforma de consultare ISO e randată în JavaScript și a răspuns 403 la verificare)2 minutes read
Audit evidence: records, statements of fact or other information which are relevant to the audit criteria and verifiable.ISO · ISO 19011:2018 — Guidelines for auditing management systems · 2018 · ISO 19011:2018, clauza 3.8 — definiția dovezii de audit (platforma de consultare ISO e randată în JavaScript și a răspuns 403 la verificare)

A major nonconformity is closed with a root cause and a demonstrated corrective action, not with a correction.

Findings come on four rungs. An opportunity for improvement is not a departure, it is a suggestion. An observation flags something that still meets the requirement but is heading the wrong way. A minor nonconformity is an isolated lapse against a requirement. A major nonconformity is something else: the complete absence of a requirement, a systemic breakdown, or a failure that casts doubt on the system's ability to achieve its outcomes. The difference is not one of tone but of consequence — an open major blocks the certification decision. The response has four parts, in this order: the correction, meaning the repair of the case found; root-cause analysis; the corrective action, which changes the process so the situation cannot recur; and a committed deadline. Whoever sends only the correction gets the finding back. Every finding rests on objective evidence — a record, a statement of fact or other relevant and verifiable information — not on the auditor's impression.

Why it mattersConfusing minor with major costs weeks: a major is not closed with an excuse but with a demonstrated change of process.

OpportunityforObservationMinornonconformityMajornonconformity
You climb the rungs by consequence, not by the auditor's tone.

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